An explanation to terms used within the Bankersalmanac.com Due Diligence Repository.
| Document Categories/Types | Types of Document contained in Category | Bankersalmanac.com Definition (where required) |
|---|---|---|
| Bank Licence | Bank Licence | |
| General Licence | ||
| Extract from Commercial Register | Substitutes Licence in some countries | |
| List of Licenced institutions | List or Cross Reference to Regulator's list of Licenced Institutions for a country | |
| Corporate Governance Documents | Articles of Association | |
| Memorandum of Association | ||
| Biographies of Board Members | ||
| Certificate of Registration | ||
| Certificate of Incorporation | ||
| By-laws | Roles adopted for the regulation of a company's own actions | |
| USA PATRIOT Act Certification | USA PATRIOT Act Certification | Certificate regarding correspondent accounts with foreign banks outside of US |
| Re-certification | 3 year requirement | |
| Global Certification | Certification not designated to a specific institution | |
| List of Entities | List of institutions/branches covered by the certification | |
| Group Certification | Certificate covering all institutions/branches within the group | |
| Anti-Money Laundering Controls | Anti-Money Laundering (AML) Policy | Institution's Anti-Money Laundering Policy |
| AML Questionnaire | Questionnaire developed by the institution | |
| Standard AML Questionnaire | The Wolfsberg Group Anti-Money laundering Questionnaire | |
| Group Policy | Institution's AML Policy which also applies to entities within their group. | |
| Policies and Procedures | Institution's AML Policy and Procedures | |
| Annual Reports | Annual Reports | |
| Financial Statements | ||
| Summary of Financial Statements | ||
| Interim Financial Statements and Auditors' Report | ||
| Consolidated Financial Statements | ||
| All Categories | Statement | Institution has supplied information relating to a document type |
Source and Date
Name of the institution that supplied the document and the date the document was issued to the Bankersalmanac.com by the institution. If the document is not dated “No Date” will be indicated.
Language
Language in which the document has been supplied.
Submitted
The date the document is published on the Due Diligence Repository*
Re-submitted
The date the institution who previously supplied the document confirms the existing document is still valid or have supplied an exact copy of an existing document.*
In previous name of
Document was supplied in an institution's former name/pre-merger.
*Due to our internal processes there may be a delay between the Submitted/Re-Submitted date and this information appearing on the Due Diligence Repository.
